Head of Compliance Corporate Banking

. Our client a leading bank in the region is expanding its compliance function and is looking to hire a Head of Compliance for their Wholesale Banking business.



The Head of Compliance will enhance compliance awareness across Wholesale Banking by advising Wholesale Banking management and staff on compliance and regulatory requirements and ensuring Wholesale Banking staff products services and procedures comply with Group requirements local laws regulations and industry standards.

You will identify assess and monitor compliance risks including managing the Grouprsquos AMLCTF Risks pertaining to

Wholesale Banking and investigate escalate and report breaches issues and concerns



The Head of Compliance is responsible for managing the Grouprsquos Compliance Programme within Wholesale Banking which includes the Compliance Plan Compliance Monitoring Programme and Antimoney Laundering AML and Combating Terrorist Financing CTF Programme to guide Wholesale Banking in complying with all relevant local and international regulatory requirements. It will be the HOCrsquos responsibility for leading and managing the Wholesale Banking Compliance team as well as advising and guiding Wholesale Banking compliance staff.



Together with Wholesale Banking senior management there will be the responsibility for ensuring the unit meets its regulatory requirements and mitigates compliance risks to avoid breaches fines regulatory sanctions and reputational damage.



Responsibilities of the role will involve Implementing the required compliance framework within Wholesale Bank developing reviewing and maintaining of compliance policies and procedures and monitoring of the unit against regulatory requirements best practise and internal compliance requirements. Identification of compliance breaches or

weakness and escalation and reporting of these and managing Wholesale Banking Compliance

Projects and being the central point of contact on projects including but not limited to FATCA

Sanctions KYC rectification and Customer Screening will also come under the job holderrsquos remit.



Candidates should have 10 years compliance experience in either Wholesale or Corporate Banking. Excellent English communication is essential both verbal and written. GCC experience is desirable especially UAE.



NB. Ple more...

BCS

via http://ift.tt/1lg9xAi

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