Risk Compliance Manager

The major role is to ensure the day today activities and operations of the company are in compliance with rules and regulations of regulatory agencies and the company policies and procedures are being followed.



DUTIES AND RESPONSIBILITIES

Establish and monitor key risk indicators as well as implement corrective action plans to mitigate risks

Analyze transactions internal reports and financial information for potential fraud risks.

Maintain reports of significant risks and recommendations

Create policies procedures and control assessment in response to identified risks

Evaluate the effectiveness of company’s internal control framework in addressing risks and accomplishing the company goals and objectives

Provide training and technical support to management and employees regarding risk management strategies and programs

Conduct periodic internal reviews or audits to ensure that the compliance procedures are followed

Conduct and direct the internal investigation of compliance issues

Identify compliance issues that require follow up or investigation.

Disseminate written policies and procedures related to compliance activities.

Serve as confidential point of contact for employees to communicate with management seek clarification on issues or dilemmas or report irregularity.

Custodian of documents of compliance activities such as complaints received on investigation outcomes

Advise management on implementation or operation of compliance programs

Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required

To attend all compliance requirements of regulatory authorities viz KSE CMA Ministry of Finance etc.

Responsible in submitting monthly quarterly and annual returns with capital market authorities and stock exchange

Skills

Minimum 10 years of experience in similar post

Bilingual English Arabic linguistic ability

Exposure of dealing with board

Post graduate in Risk management

Candidates with legal degree will also be given preference

Accounting specialization with CPA or CMA desirable

Professional certifications such as Certified Fraud Examiner CFE Certified Risk Analyst CRA Certification in Risk Management Assurance CRMA will be given added advantage

Education

Post graduate in Risk managementProfessional certifications such as Certified Fraud Examiner CFE

via http://kuwait.tanqeeb.com/jobs-in-kuwait/al-kuwait/003361699.html

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